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Tuesday, September 28, 2021 Live Webcast

Anti-Money Laundering Warning Signs and Mitigation Techniques (X4-3337963)

11:30 AM - 1:21 PM EDT
webcast

Vendor Platform

2.0 CPE Credits in AA

OVERVIEW

Could you imagine a drug dealer using a credit-card terminal to accept payment? How about someone paying for a television they bought off the back of a truck with a personal check? Hard to imagine, right? Most criminals conduct their business in cash. For years, criminals kept their ill-gotten gains in cash and used it to pay for everything from real estate to jewelry to things such as private school tuition. This prompted governments around the globe to pass laws prohibiting large cash payments or, at the least, requiring such payments to be reported. These laws created the need for criminals to conceal the true source of the money or to "launder" it. To combat these threats, laws, and regulations have been enacted in countries around the globe that make financial services firms, and in some cases individuals, responsible for preventing or stopping money laundering. Within this course, we explore AML warning signs and potential mitigation techniques companies and professionals can take to help eliminate money laundering.

DESIGNED FOR

Any accounting or financial professional or auditor wanting to understand more about signs of money laundering and mitigation techniques

BENEFITS

  • Explore and examine the general warning signs of Anti-Money Laundering (AML)
  • Explore and examine warning signs of AML related to the legal process.
  • Identify AML pro-active prevention techniques.
  • Identify AML mitigation processes.
  • Discover and examine features to look for in an AML automated monitoring system.
  • Recognize ten things to look for in an AML Watchlist Provider.

HIGHLIGHTS

  • Warning signs of money laundering
  • Legal services
  • Prevention
  • AML mitigation methods
  • Features to look for in AML solutions
  • Ten things in AML watchlist provider

COURSE LEVEL

Basic

PREREQUISITES

None

ADVANCE PREPARATION

None

ADDITIONAL NOTES

Please contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).

INSTRUCTOR

Lynn Fountain

Lynn Fountain, CGMA, CRMA, M.B.A.

AICPA

Lynn Fountain, CGMA, CRMA, MBA Overland Park, Kansas Ms. Fountain has over 30 years of experience in the business profession, which includes public and industry accounting and over 20 years within internal and external auditing combined. She is a nationally recognized trainer and speaker and also a published author. She is a subject matter expert and specializes in Internal Audit, Sarbanes-Oxley, Enterprise Risk Management, Fraud, Governance and Compliance. Ms. Fountain has held two Chief Audit Executive positions for international companies. She has also been instrumental in the establishment of ERM, Sarbanes-Oxley and Governance frameworks. Ms. Fountain has developed and delivered leading edge training sessions on the new COSO framework and has assisted companies in identifying risk gap analysis in their individual processes. She currently executes two highly recognized e-workshops for the Institute of Internal Auditors, one on Fraud and the second on Ethics. Both workshops have incorporate aspects of COSO 2013. Ms. Fountain is in the process of authoring a publication for the IIA Research Foundation on aspects of fraud auditing. The publication is due out in 2015. In addition, she has performed as an adjunct instructor for the School of Business for Grantham University and the School of Business at the University of Kansas. Ms. Fountain obtained her BSBA from Pittsburg State University and her MBA from Washburn University in Kansas.

PRICING

$85.00 - Member

$115.00 - Nonmember

Pre-Registration Closed

Online pre-registration for this event is now closed.

ADDITIONAL OPTIONS

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COURSE DEVELOPER

ACPEN