| Justin C. Dausch serves as Counsel in both the Corporate & Business and Banking & Finance Groups at Royer Cooper Cohen and Braunfeld. His practice primarily involves assisting investment management clients with complex financial services regulations, corporate compliance, and governance matters. Justin has extensive knowledge in securities market regulation, covering areas like product and broker-dealer regulation, as well as Securities and Exchange Commission (SEC) and FINRA examinations and investigations. His expertise also includes handling compliance programs and internal inquiries. Justin has served in various key roles, including Chief Compliance Officer, AML Officer, and Senior Counsel at numerous SEC and FINRA-registered investment management firms. |