| Laura Flanagan is an attorney, entrepreneur, founder, and CEO of 3iCO, a compliance consulting company specialized in supporting registered investment advisers with independent compliance officers and offering Investment Advisers, Mutual Funds, and Broker Dealer Compliance Solutions and Compliance Consulting. With extensive experience as a business advisor to independent financial service companies, Laura has adeptly constructed Compliance Programs from registration, through design and then maintenance. And has supported numerous clients though regulatory exams with the Securities and Exchange Commission, FINRA, the DOL, and State agencies. She currently serves as outsourced General Counsel and/or Chief Compliance Officer for investment advisory firms, leveraging her wealth of practical and educational expertise in the field. |