Events Search
  Summary & Check Out (0)
Wednesday, May 14, 2025 Live Webcast

401(k) Audit Basics, Part 3 - Distribution Testing, Investments and Audit Wrap-up (X3-4760086)

1:00 PM - 3:00 PM EDT
webcast

Vendor Platform

2 CPE Credits in AA

OVERVIEW

Suitable for staff or in-charge auditors new to ERISA audits, this webcast provides an understanding of 401(k) plans and how they work and addresses distribution testing, investments and audit wrap-up.

DESIGNED FOR

Auditors new to employee benefit plan auditing

BENEFITS

  • Plan distributions and benefit payments
  • Investments and related disclosures
  • ERISA Section 103(a)(3)(C) audits
  • Audit wrap-up
  • HIGHLIGHTS

    • Identify various types of plan investments.
    • Distinguish required investment disclosures.
    • Recall unique aspects of ERISA Section 103(a)(3)(C) and non-Section 103(a)(3)(C) audits and the common issues and errors typically seen in these areas.
    • Identify the various types of plan distributions and benefit payments.
    • Recognize issues to consider in wrapping up the audit.

    COURSE LEVEL

    Basic

    PREREQUISITES

    None

    INSTRUCTOR

    Marilee Lau

    Marilee Lau

    PRICING

    $125.00 - Member

    $149.00 - Nonmember

    Register Today


    Note: Online pre-registration will close on May 14 at 12:30 PM.

    ADDITIONAL OPTIONS

    Remind me to register

    Print a registration form

    COURSE DEVELOPER

    AICPA/NJCPA