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Thursday, March 13, 2025 Live Webcast

Audit 301: Code of Professional Conduct - Key for Auditors (X2-45649)

11:30 AM - 1:30 PM EDT
webcast

Vendor Platform

2 CPE Credits in PE

OVERVIEW

Professional Requirements for Assurance Providers, Including Independence - Understanding Critical Code of Professional Conduct Concepts will dig deeper into important foundational principles, primarily focusing on threats to independence and how to avoid or appropriately safeguard them. The AICPAs Code of Professional Conduct provides guidance for ethical business conduct, as well as other potentially relevant ethical requirements from the PCAOB and international bodies.

DESIGNED FOR

Anyone who provides audit and attest services requiring independence

BENEFITS

Upon completion of this course, you will be able to...

  • Recall the Conceptual Framework that should be applied to evaluate compliance with principles of any Code of Professional Conduct
  • Identify threats and safeguards relating to performing both attest and non-attest services for clients
  • Recall other common independence threats and how to eliminate or mitigate them to an acceptable level

HIGHLIGHTS

The major topics covered in this course include:

  • Overview of the Conceptual Framework approach to identify threats to principles of the Code of Professional Conduct
  • Familiarity, self-interest, self-review and other independence threats
  • General requirements and management responsibilities when performing both attest and non-attest services for the same client
  • Safeguards for common independence threats

COURSE LEVEL

Basic

PREREQUISITES

None

ADVANCE PREPARATION

None

INSTRUCTOR

Jennifer Louis

Jennifer F. Louis, CPA

President

Emergent Solutions Group

Jennifer F. Louis, CPA has over 25 years of experience in designing and instructing high-quality training programs in a wide variety of technical and “soft skills” topics needed for professional and organization success. In 2003, she founded Emergent Solutions Group, LLC, where she focuses her energy on designing and delivering high-quality, practical, and engaging accounting and auditing training. She was most recently Director of Audit Product Development at Surgent Professional Education, and prior to that served as Executive Vice President/Director of Training Services at AuditWatch, Inc., a highly-respected training and audit process consulting firm. Before joining AuditWatch, Jennifer was the Financial/Operational Audit Manager at AARP. At the start of her professional career, Jennifer was an Audit Manager for Deloitte & Touche LLP, where she frequently served as a local and national instructor. Jennifer graduated summa cum laude from Marymount University with a BBA-Accounting. Besides loving life on the lake with her husband in Charlotte, NC, she enjoys hiking with her little dog Frodo Beggins, and savoring any precious moments spent with her two young adult boys

PRICING

$79.00 - Member

$99.00 - Nonmember

Register Today


Note: Online pre-registration will close on March 13 at 11:00 AM.

ADDITIONAL OPTIONS

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COURSE DEVELOPER

CPA Crossings