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Tuesday, August 6, 2019 Webcast

IA Module 1: Gateway to Excellence in Internal Auditing: A Vital Introduction and Orientation to the Profession (X1-IAM1-2019-01-WEBNR-218-01)

1:00 PM - 4:30 PM EDT

Webcast


4 CPE Credits in AA

OVERVIEW

This program provides an essential and engaging introduction to the internal audit profession, a primer on current, major internal audit guidance / standards for staff level personnel, and a value adding refresher and reinforcer for more seasoned personnel and management. Designed for internal audit professionals at all levels, consultants providing internal audit outsourcing or co-sourcing services, and external auditors (CPAs) who also provide such services and/ or place significant reliance on the work of internal auditors during the conduct of audit engagements. This course acts as a launching pad for Surgent’s comprehensive internal audit curriculum, equipping participants with a critical internal audit reference foundation for ongoing growth! It is crucial for internal auditors to develop a balanced, big picture AND detail-oriented understanding, perspective, and approach to their work. This session is instrumental in helping internal audit professionals do just that!

DESIGNED FOR

Internal audit professionals (in-house and out/co-sourced) at all levels.

BENEFITS

  • Introduction to the Internal Audit Profession
  • Institute of Internal Auditors (IIA) Overview
  • International Professional Practices Framework (IPPF)
  • The Vital Mission of Internal Auditing
  • Essential Internal Audit Guidance / Standards Primer

HIGHLIGHTS

  • Gain appreciation of the Internal Audit profession and its history, evolution and growth
  • Clarify the Major Roles and Impact of The IIA for Internal Auditors, Internal Audit Activities, and the profession at large
  • Develop foundational understanding of the IPPF for Internal Auditors
  • Identify the critical value adding Mission of Internal Auditing and other select key governance elements that ultimately provide the framework for successful, high quality internal audit activities
  • Expand knowledge of essential Internal Audit professional guidance and standards  

COURSE LEVEL

Basic

PREREQUISITES

Experience/interest in or general knowledge of internal auditing

ADVANCE PREPARATION

None

INSTRUCTOR

James Hallinan

James Hallinan, CPA, CIA, CFSA, CBA

James Hallinan is an independent business consultant specializing in internal audit: risk management, control and governance related review services; training and development; and quality assessment. He has over 25 years of diversified corporate/ bank internal audit and related independent business consulting experience. He is well versed in virtually all major aspects of internal audit, risk/ control, and governance related engagements for community (and larger) banks, including (but not limited to): leading internal audit outsourcing programs; FDICIA and Sarbanes-Oxley internal control related design/ documentation and operating level effectiveness assessment projects; sensitive Bank Secrecy Act/ Anti-Money Laundering independent audits; high risk funds transfer operational reviews; and annual independent ALM/ IRR internal control reviews.

PRICING

$139.00 - Member

$139.00 - Nonmember

Pre-Registration Closed

Online pre-registration for this event is now closed.

ADDITIONAL OPTIONS

Print a registration form

ALSO AVAILABLE

COURSE DEVELOPER

Surgent